The SSA considers digestive system disorders to fall
into three broad categories: • Interference with nutrition,
such as occurs with malabsorption syndromes. • Multiple
recurrent inflammatory lesions, such as occur with inflammatory
bowel diseases like regional enteritis. • Complications
of disease, such as abscesses, fistulas, or intestinal
obstruction.
1. L isting 5.02: Upper Gastrointestinal Bleeding
(Adults)
This listing concerns only bleeding from the upper part
of the GI tract, which means the esophagus, stomach,
or small intestine. The most common causes of such bleeding
are peptic ulcers and ruptured esophageal varices. Most
sources of upper GI bleeding can be identified and controlled
with treatment in far less than 12 months.
a. L isting Level Severity For your condition
to be severe enough to meet the listing, you must have
recurrent upper GI bleeding from an undetermined cause
with anemia manifested by a hematocrit of 30% or less
on repeated examinations. The SSA does not define the
term “recurrent.” Medical judgment must be applied on
an individual basis, depending on how much the disorder
affects your ability to function. The more severe and
prolonged the anemia, the fewer episodes it would take
to be disabling. In order for the hematocrit to remain
30% or less for 12 months as a result of bleeding, there
would either have to be persistent bleeding or fairly
frequent episodes of bleeding.
2. L isting 5.03: Narrowing or Obstruction of the
Esophagus (Adults)
Partial or complete obstruction of the esophagus can
result from stenosis caused by stricture, tumors, or
other diseases that injure the esophagus. For example,
reflux esophagitis can damage the inner mucosal surface
of the esophagus resulting in esophageal narrowing over
a period of years. Connective tissue diseases such as
progressive systemic sclerosis (PSS) can result in fibrotic
degeneration of the esophagus so that it becomes narrowed.
Whatever the cause, longterm narrowing of the esophagus
even in the absence of complete obstruction may be severe
enough to make adequate nutrition difficult. For purposes
of the listing, the cause of esophageal obstruction
is not as important as the malnutrition it causes.
a. L isting Level Severity For your condition
to be severe enough to meet the listing, you must have
partial or complete obstruction of the esophagus, by
any disorder, that produces weight loss qualifying under
Listing 5.08. The esophageal disorder must be documented
with x-rays or by direct visualization with endoscopy.
3. L isting 105.03: Narrowing or Obstruction of
the Esophagus (Children) The comments under Listing
5.03 apply here. Additionally, children may have congenital
narrowing of the esophagus or even absence of the esophagus
(esophageal atresia). Also, drinking caustic liquids
like lye can cause severe scarring and consequent narrowing
of the esophagus.
a. L isting Level Severity For a child’s condition
to be severe enough to meet the listing, the child must
have partial or complete obstruction of the esophagus
by any disorder that produces weight loss qualifying
under Listing 105.08. The esophageal disorder must be
documented with x-rays or by direct visualization with
endoscopy.
4. L isting 5.04: Peptic Ulcer Disease (Adults)
Peptic ulcer disease (PUD) refers to ulcers in the stomach
or duodenum occurring as a result of several factors,
including digestive enzymes, stomach acid, and the presence
of a particular type of bacteria (Helicobacteria pylori).
The major risk of PUD is lifethreatening bleeding, and
PUD is a frequent cause of upper GI bleeding. If an
ulcer is known to be the source of bleeding, it can
almost always be controlled. Unknown causes of bleeding
are considered under Listing 5.02. The listing requires
that PUD be proven, not merely suspected. That requires
x-rays by an upper gastrointestinal series or endoscopy.
a. L isting Level Severity For your condition
to be severe enough to meet the listing, you must have
peptic ulcer disease as demonstrated by x-rays or by
direct visualization with endoscopy. Additionally, you
must satisfy A, B, C, or D, below. A Recurrent ulceration
after definitive surgery persistent despite therapy.
The recurrence must be demonstrated by x-rays or endoscopy,
just as the original ulcer must be proven to exist.
Impairment resulting from ulcer recurrence must be expected
to last 12 months. Definitive surgery is that which
was intended to control the ulcer, such as vagotomy
and pyloroplasty or partial (subtotal) gastrectomy.
B Inoperable fistula. For example, an ulcer might penetrate
from inside to outside of the small intestine where
it starts and then penetrate from outside to inside
of another nearby piece of intestine. This could leave
a fistula between the insides of the two areas of intestine
that would normally not be present. Or the ulcer could
penetrate the intestine and become attached to the pancreas,
resulting in a fistula between the two. This would be
a quite serious and painful situation. A fistula might
be inoperable if, for example, scarring from the ulcer
and prior surgeries contraindicate attempts at further
repair. C Recurrent obstruction of the intestine demonstrated
on x-rays or endoscopy. Such obstruction would most
likely be caused by scarring related to the ulcer, even
if the ulcer itself were successfully treated. Ulcers
that occur repeatedly are probably more likely to result
in this situation, as well as larger ulcers. D Weight
loss as described under Listing 5.08. Malnutrition could
be an issue with PUD. It is important that your weight
be accurately measured without shoes or other significant
clothing that would falsely add to your weight and work
to your disadvantage.
5. L isting 5.05: Chronic Liver Disease (Adults)
Most adult claimants alleging disability on the basis
of liver disease have alcoholic liver damage, either
as alcoholic liver inflammation (alcoholic hepatitis)
or fibrous shrinkage of the liver secondary to alcohol
abuse known as alcoholic cirrhosis. Many other disorders
can damage the liver, including genetic disorders, toxins,
poisons, drugs, bacterial infections, heart failure,
fungi, ulcerative colitis, parasites, and viruses. Viral
hepatitis may be caused by hepatitis viruses A, B, C,
D, E, or G. Other viral infections can affect the liver
but are not classified as viral hepatitis types. Chronic
active hepatitis and chronic persistent hepatitis can
result from infectious or toxic insults to the liver.
a. L isting Level Severity For your condition
to be severe enough to meet the listing, you must have
chronic liver disease. Additionally, you must satisfy
A, B, C, D, E, or F, below. A Esophageal varices (demonstrated
by x-rays or endoscopy) with a documented history of
massive hemorrhage attributable to these varices. You
would be considered disabled for three years following
the last massive hemorrhage; thereafter, the SSA would
evaluate the residual impairment. This listing recognizes
that portal hypertension resulting from cirrhosis can
cause varicose veins in the esophagus, which then have
a tendency to bleed. The SSA does not define massive
hemorrhage, but hospitalization and blood transfusion
would probably be required. B Performance of a shunt
operation for esophageal varices. You would be considered
disabled for three years following surgery; thereafter,
the SSA would evaluate the residual impairment. You
satisfy this listing if your condition is so severe
that you required surgery for a shunt operation—such
as a portacaval shunt—to decrease pressure in your portal
venous system and lower the risk of bleeding from esophageal
varices. C Serum total bilirubin of 2.5 mg/100 ml (2.5
mg/ deciliter) or greater that persists on repeated
examinations for at least five months. Total bilirubin
is divided into direct (conjugated) and indirect (unconjugated)
bilirubin. The SSA must use the total; partial values
will be lower and your claim could be erroneously denied.
The SSA does not define repeated examinations; medical
judgment must be applied. must be made sometime near
the beginning and end of the five-month period. D Ascites,
not attributable to other causes, recurrent or persisting
for at least five months, demonstrated by abdominal
paracentesis or associated with hypoalbuminemia of 3.0
grams/100 ml (3.0 grams/deciliter) or less. Ascites
can be suspected on physical examination by a doctor;
however, the listing requires confirmation by paracentesis
(done by your treating doctor) or by measurement of
blood albumin. Albumin tends to decline when you have
ascites. E Hepatic encepalopathy. This would be evaluated
under the criteria of mental disorder listing 12.02
(Chapter 27). Hepatic encephalopathy is a state of confusion
associated with elevated levels of blood ammonia, which
the diseased liver cannot handle. F Confirmation of
chronic liver disease by liver biopsy. Because the SSA
will not order you to undergo a liver biopsy, this listing
applies only if your treating doctor has done one. You
must also satisfy 1, 2, or 3. 1. Ascites, not attributable
to other causes, recurrent or persisting for at least
three months, demonstrated by abdominal paracentesis
or associated with hypoalbuminemia of 3.0 grams/100
ml (3.0 grams/deciliter) or less. This is the same as
part D, except only three months is required. 2. Serum
total bilirubin of 2.5 mg/100 ml (2.5 mg/ deciliter)
or greater on repeated examinations for at least three
months. This is the same as part C, except only three
months is required. 3. Hepatic cell death (necrosis)
or inflammation (hepatitis), persisting for at least
three months, documented by repeated abnormalities of
prothrombin time (PT) and elevated enzymes indicative
of liver dysfunction. Laboratories varyAdvanced liver
disease with extremely high bilirubin blood levels would
most likely last at least five months, but this is affected
by the prognosis for the particular liver disease. In
all cases, a blood test of bilirubin levels widely on
the expected normal values of hepatic enzymes because
of differences in measurement techniques. Test report
results, however, should include normal values against
which the results can be compared. It is not necessary
that all of the various types of enzymes be measured.
AST or ALT would normally be sufficient.
6. L isting 105.05: Chronic Liver Disease (Children)
Many disorders can damage a child’s liver, including
genetic disorders, toxins, poisons, drugs, bacterial
infections, heart failure, fungi, ulcerative colitis,
parasites, and viruses. Viral hepatitis may be caused
by hepatitis viruses A, B, C, D, E, or G. Other viral
infections can affect the liver but are not classified
as viral hepatitis types. Chronic active hepatitis and
chronic persistent hepatitis can result from infectious
or toxic insults to the liver.
a. L isting Level Severity For the child’s condition
to be severe enough to meet the listing, the child must
have chronic liver disease. Additionally, the child’s
condition must satisfy A, B, C, D, E, or F, below. A
Inoperable biliary atresia demonstrated by x-ray or
surgery. Biliary atresia is a genetic disorder characterized
by an absent bile duct system in the liver. B Ascites
not responding to treatment and not attributable to
other causes. A serum albumin of 3.0 grams/100 ml (3.0
grams/deciliter) or less must also be present. Ascites
is a sign of advanced liver disease and will result
in a low serum albumin blood test. C Esophageal varices
demonstrated by angiography, barium swallow, endoscopy,
or by prior performance of a specific shunt or plication
procedure. If one of the tests does not show the disease,
a shunt or plication procedure is sufficient proof because
the surgery otherwise would not have been performed.
Unlike adults, bleeding from the varices is not required.
D Hepatic coma, documented by findings from hospital
records. E Hepatic encephalopathy evaluated under mental
Listing 112.02. (See Chapter 27.) F Chronic active inflammation
or liver cell death documented by an SGOT, persistently
measuring 100 units or a serum bilirubin of 2.5 mg/100
mg (2.5 mg/deciliter or 2.5 mg/dl) or greater.
7. L isting 5.06: Chronic Ulcerative or Granulomatous
Colitis (Adults) Ulcerative and granulomatous colitis
are inflammatory diseases of unknown cause that affect
the large intestine. They may be associated with several
symptoms and other abnormalities that result in disability.
The diagnosis must be first established by one of the
methods mentioned in the listing, however.
a. L isting Level Severity For your condition
to be severe enough to meet the listing, you must have
chronic ulcerative or granulomatous colitis (demonstrated
by endoscopy, barium enema, biopsy, or operative findings)
along with A, B, C, D, or E, below. A Recurrent bloody
stools documented on repeated examinations and anemia
manifested by a hematocrit of 30% or less on repeated
examinations. Bloody stools not only indicate uncontrolled
disease, but also can result in significant blood loss.
The SSA does not define recurrent; medical judgment
is applied case by case. The more severe and prolonged
the anemia, the fewer episodes would be required to
be disabling. A minimum of three different hematocrits,
reasonably spread out over three to six months, is required
to conclude that the severity will last a year. B Persistent
or recurrent systemic manifestations, such as arthritis,
iritis, fever, or liver dysfunction, not attributable
to other causes. The SSA does not define recurrent;
medical judgment is applied case by case. The more severe
and prolonged the abnormalities, the fewer episodes
would be required for the disease to be disabling. C
Intermittent obstruction due to abscesses, fistula formation,
or narrowing of the intestine that does not respond
to treatment. The SSA does not define intermittent;
medical judgment must be applied case by case. The more
severe and prolonged the abnormalities, the fewer episodes
would be required for the disease to be disabling. D
Recurrence of findings of part A, B, or C after total
colectomy. The colon is called the target organ for
ulcerative or granulomatous colitis, and improvement
would normally be expected after its removal. Recurrence,
even once, of any of the abnormalities Listed in part
A, B, or C despite colectomy is a sign of continuing
disabling severity. E Weight loss as described under
Listing 5.08. Malnutrition with significant weight loss
can be a significant problem. Your weight must be accurately
measured without shoes or other significant clothing
that would falsely add to your weight and work to your
disadvantage.
8. L isting 5.07: Regional Enteritis (Adults)
Regional enteritis is an inflammatory disease of unknown
cause affecting the small intestine. When regional enteritis
affects only the large intestine it is known as granulomatous
colitis, which is evaluated under Listing 5.06. When
regional enteritis affects both the small and large
intestines it is known as ileocolitis, which can be
evaluated under either listing.
a. L isting Level Severity For your condition to be
severe enough to meet the listing, you must have regional
enteritis (demonstrated by findings during surgery,
endoscopy, x-rays with barium contrast, or biopsy).
Additionally, you must satisfy part A, B, C, or D below.
A Persistent or recurrent intestinal obstruction. The
SSA must have evidence of clinical abnormalities expected
of obstruction— abdominal pain, abdominal distention,
nausea, and vomiting. X-ray findings of obstruction
must also be present: dilation of the intestine just
before the obstruction. Obstruction results from the
inflammatory nature of the disease that can produce
scarring, abscesses, or fistulas. The SSA does not define
recurrent; medical judgment must be applied case by
case. The more severe and prolonged your abnormalities,
the fewer episodes would be required to be considered
disabling. B Persistent or recurrent systemic manifestations
such as arthritis, iritis, fever, or liver dysfunction,
not attributable to other causes. The SSA does not define
recurrent; medical judgment must be applied case by
case. The more severe and prolonged the abnormalities,
the fewer episodes would be required to be disabling.
C Intermittent intestinal obstruction due to abscess
or fistula formation. Unlike part A, clinical abnormalities
such as nausea and vomiting are not required. The SSA
does not define recurrent; medical judgment must be
applied case by case. The more severe and prolonged
the abnormalities, the fewer episodes would be required
to be disabling. D Weight loss as described under Listing
5.08. Malnutrition with significant weight loss can
be a significant problem. Your weight must be accurately
measured without shoes or other significant clothing
that would falsely add to your weight and work to your
disadvantage.
9. L isting 105.07: Chronic Inflammatory Bowel
Disease (Children) Chronic inflammatory bowel disease
(chronic IBD) usually means ulcerative colitis, regional
enteritis, or granulomatous colitis. Any inflammatory
disorder of the intestine, however, could qualify. In
addition to the complications that can afflict adults
with IBD, children may also suffer decreased growth
as a result of such chronic disease.
a. L isting Level Severity For the child’s condition
to be severe enough to meet the listing, the child must
have chronic inflammatory bowel disease ( demonstrated
by findings during surgery, endoscopy, x-rays with barium
contrast, or biopsy). Additionally, the child’s condition
must satisfy A, B, or C, below. A Intestinal manifestations
or complications, such as obstruction, abscess, or fistula
formation that has lasted or is expected to last 12
months. B Malnutrition as described under Listing 105.08.
C Growth impairment as described in Listing 100.03
10. L isting 5.08: Weight Loss (Adults) Weight
loss is a potentially disabling problem that most digestive
system disorders have in common. A wide variety of medical
problems can result in weight loss; it is very important
in disability determination. When medical evidence has
established a primary or secondary digestive tract disorder,
the resultant interference with nutrition is considered
under this listing. The difference between primary or
secondary digestive disorders is made by the SSA, but
it is not necessary for you to understand. You just
need to know that any physical disorder that sufficiently
interferes with the function of the digestive tract
can potentially satisfy this listing. Examples of primary
gastrointestinal (GI) disorders that can cause weight
loss include: • Various forms of inflammatory bowel
disease, such as regional enteritis and ulcerative colitis.
• Inflammation of the mucosa lining the inside of the
intestines. • Chronic inflammation of the pancreas (chronic
pancreatitis). When the pancreas is damaged, it cannot
produce the digestive enzymes needed for digestion or
absorption. • Surgical removal of stomach or intestine
(gastrointestinal resection). This can result in a limited
ability to intake adequate amounts of food as well as
a decrease in the amount of intestine available for
the digestion of food and the absorption of food nutrients.
• Esophageal stenosis, including narrowing caused by
scarring (stricture). • Disorders resulting in the intestinal
mucosa’s malabsorption of nutrients, including bacterial
growth in the small intestine, drugs, genetic diseases,
damage by radiation, parasitic infections, diabetes
mellitus, inflammatory bowel diseases, autoimmune disorders,
and surgery on the GI tract. Decreased pancreatic function,
such as that caused by cystic fibrosis, may also result
in malabsorption. • Disorders resulting in the body’s
malassimilation of nutrients, including chronic kidney
failure and cancer. Type I diabetes mellitus can also
cause malassimilation. • Obstructions in the digestive
tract such as by tumors, abscesses, or stenosis that
interfere with the ability to get food to locations
where it can be properly digested and absorbed. For
example, chronic peptic ulcer disease (PUD) may cause
not only pain that discourages adequate food intake,
but also scarring in the stomach or upper part of the
small intestine which interferes with food transit from
the stomach into the intestines. • Loss of appetite
accompanying digestive system disorders. Chronic illness
itself may cause anorexia. • Pain associated with digestive
disorders causing restriction of food intake, especially
if eating causes increased pain. Most serious digestive
system disorders cause pain. Weight loss caused by nondigestive
system impairments, such as hormonal or mental disorders,
should be evaluated under the appropriate listings for
those disorders. One exception is Type I (juvenile)
diabetes, a hormonal disorder caused by the immune system’s
damage to the insulin-producing cells of the pancreas
with resultant decrease in the production of insulin
and an abnormal metabolic state. Type I diabetes is
considered by part B4 of the listing. Understand that
Type II (adult onset) diabetes is a different disease,
and usually associated with obesity, not weight loss.
Another exception is the serious mental disorder known
as anorexia nervosa. A person with anorexia nervosa
would probably be granted benefits under a mental disorder
listing. In addition, persistence of weight loss under
Tables I or II (part A of the listing) is justification
for an allowance, even with no physical disorder.
a. L isting Level Severity For your condition
to be severe enough to meet the listing, you must have
weight loss due to any persisting gastrointestinal disorder.
(The weights in Tables I–IV must have persisted for
at least three months despite prescribed therapy and
must be expected to persist for at least 12 months.)
You must also satisfy A or B, below. Note that the tables
list whole numbers only. Many people’s heights or weights
fall in between the figures given in the tables. If
your height is one-half inch or more over a value, the
SSA should use the next higher value. For example, if
you are 67.5 inches, consider yourself 68 inches. This
is to your advantage in that you can weigh three pounds
more at 68 inches than 67 inches and still qualify under
the listing. If your weight is less than one-half of
a value, the SSA should use the lower value. For example,
if you weigh just under 109.5 pounds, consider yourself
109 pounds. Paying attention to such details can easily
make the difference between being granted and being
denied benefits. Say you are a male with the height
and weight given above, 67.5 inches and 109.5 pounds.
Without rounding off both values, you would fail to
qualify under Table I; by rounding off you would be
granted benefits. Do not assume that the SSA will pay
attention to such detail.
11. L isting 105.08: Weight Loss (Children)
The comments under Listing 5.08 regarding gastrointestinal
disorders apply here. Because a child’s normal weight
varies with age, percentile rankings are used instead
of tables of weights. A child old enough—such as a teenager—to
satisfy the heights in Tables I–IV of Listing 5.08 can
be evaluated under that listing. Any doctor who treats
children should have a standard growth chart. You child’s
doctor should also have a record of your child’s weight
at different ages. If the doctor has not kept good records,
your child’s disability decision could be delayed, because
the SSA needs several weights over a period of months
to verify the persistence of the malnutrition.
a. L isting Level Severity For the child’s condition
to be severe enough to meet the listing, the child must
have malnutrition due to gastrointestinal disease with
either: • weight loss resulting in a fall of at least
15 percentiles on standard growth charts which persists,
or • persistence of weight that is less than the third
percentile on standard growth charts. Additionally,
the child’s condition must satisfy A, B, C, or D, below.
A Stool fat excretion per 24 hours satisfying 1, 2,
or 3. 1. More than 15% in infants less than six months.
2. More than 10% in infants six to 18 months. 3. More
than 6% in children more than 18 months. B Persistent
hematocrit of 30% or less despite prescribed therapy.
C Serum carotene of 40 micrograms (mcg)/100 ml or less.
D Serum albumin of 3.0 grams/100 ml or less.
12. Listing 5.09: Liver Transplant (Adults)
About 87% of patients survive for one year after a liver
transplant. At five years, the post-transplant survival
rate decreases by approximately 10%. In adults, acquired
disorders like alcoholic cirrhosis and viral hepatitis
are the main causes of liver failure and the need for
transplantation. In children, liver failure is more
commonly caused by a genetic disorder (especially failure
of the bile ducts to develop, a disorder known as biliary
atresia). Although most livers are transplanted from
deceased donors, an increasingly popular option is to
receive part of a living donor’s liver. As with other
types of organ transplants, the major problem is suppression
of the immune system, a deliberate medical step to prevent
rejection of the graft. Unfortunately, this suppressed
immunity can lead to the development of serious infections:
viral, fungal, bacterial, and parasitic. Immune suppression
also increases the chances of developing cancer, particularly
lymphoma. Other side effects of the medications and
other risks are the same as those found with all organ
transplants, such as the development of osteoporosis,
cataracts (resulting from corticosteroids), intense
itching, kidney and brain toxicity, nausea, vomiting,
diabetes, and high blood pressure. Liver transplants
require close monitoring for immune rejection and other
complications, particularly infections. The first year
after transplantation is particularly important, although
problems can develop at any time.
a. Listing Level Severity If you have had a
liver transplant, the SSA will automatically consider
you to be disabled for one year following surgery. After
that, your residual impairment will be evaluated under
whatever listings are appropriate to your particular
situation, such as those covering the digestive system.
You qualify for these first 12 months of disability
benefits without any restrictions whatsoever. For example,
you could be feeling great eight months after surgery
and your doctor could even tell the SSA she thinks you
could work. But you would still qualify under the listing,
if you wished to make use of your benefits.
13. Listing 105.09: Liver Transplant (Children)
The comments under Listing 3.11 for adults apply here,
even though the particular types of liver disease that
may lead to a transplant often differ in children.
a. Listing Level Severity A child is considered
disabled for one year following surgery and, like adults,
no other medical factors can alter this qualification.
After that, the child’s residual impairment is evaluated
under whatever digestive system or other listings are
appropriate.